Financial Supervisory Authority

Results: 1540



#Item
71Business / Complaint / Consumer protection / Lawsuit / Service / Economics / Legal documents / Legal terms / Marketing

Decree NoIXof the President of the Hungarian Financial Supervisory Authority on the provision on complaint handling of investment firms and commodity dealers Based on the authorization set out in Sectio

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Source URL: felugyelet.mnb.hu

Language: English - Date: 2012-10-11 08:25:29
72Money laundering / Financial system / Terrorism financing / Financial Intelligence / Swiss Financial Market Supervisory Authority / Financial Action Task Force on Money Laundering / Know your customer / Anti-money laundering software / Financial regulation / Business / Finance

AML/CFT and Financial Inclusion in SADC Consideration of Anti-Money Laundering and Combating the Financing of Terrorism Legislation in Various Southern African Development Community (SADC) countries Zambia Country Report

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Source URL: www.finmark.org.za

Language: English - Date: 2015-05-13 08:00:12
73Consumer protection / Lawsuit / Legal documents / Legal terms / Complaint

Decree NoIXof the President of the Hungarian Financial Supervisory Authority on the provisions on complaint handling of investment fund managers Based on the authorization set out in Section 152, paragr

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Source URL: felugyelet.mnb.hu

Language: English - Date: 2012-10-11 08:25:28
74Law / Basel II / Financial Regulator / Financial economics / Markets in Financial Instruments Directive / Bank / Commissione Nazionale per le Società e la Borsa / Financial institution / Federal Financial Supervisory Authority / Economy of the Republic of Ireland / Financial regulation / Government

This project has received funding from the European Union’s Seventh Framework Programme for research, technological development and demonstration under grant agreement noFESSUD FINANCIALISATION, ECONOMY, SOCIET

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Source URL: fessud.eu

Language: English - Date: 2015-06-01 06:07:31
75

Decree NoIXof the President of the Hungarian Financial Supervisory Authority on the provision on complaint handling of occupational pension providers Based on the authorization set out in Section 86, poi

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Source URL: felugyelet.mnb.hu

Language: English - Date: 2012-10-11 08:25:30
    76

    Decree NoIXof the President of the Hungarian Financial Supervisory Authority on the provisions on complaint handling of financial institutions, payment institutions and electronic money institutions Base

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    Source URL: felugyelet.mnb.hu

    Language: English - Date: 2012-10-11 08:25:30
      77

      Decree NoIXof the President of the Hungarian Financial Supervisory Authority on the provision on complaint handling of voluntary mutual insurance funds Based on the authorization set out in Section 79 of

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      Source URL: felugyelet.mnb.hu

      Language: English - Date: 2012-10-11 08:25:30
        78Law / Consumer protection / Lawsuit / Legal documents / Legal terms / Complaint

        Decree NoIXof the President of the Hungarian Financial Supervisory Authority on the provision on the complaint handling of private pension funds Based on the authorization set out in Section 135 of Act L

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        Source URL: felugyelet.mnb.hu

        Language: English - Date: 2012-10-11 08:25:30
        79Financial economics / Finance / Business / Financial system / Securities Exchange Act / Securities research / Investment banking / ACT / Selling away / United States securities law / Securities / Financial Industry Regulatory Authority

        Client Advisory Corporate Department October 15, 2014 New FINRA Supervisory Rules FINRA Regulatory Noticeannounced that FINRA RulesSupervision, and 3120 Supervisory Control System (the Consolidated Supervi

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        Source URL: www.clm.com

        Language: English - Date: 2014-10-17 09:50:42
        80

        Decree NoIXof the President of the Hungarian Financial Supervisory Authority on the provision on complaint handling of insurance companies and independent insurance intermediaries Based on the authorizat

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        Source URL: felugyelet.mnb.hu

        Language: English - Date: 2012-10-11 08:25:28
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